Cbonds Pages: Southey Capital
LEI 391200I7WXKQ8VP5OZ49

About Southey Capital

Southey Capital LTD, based in London, is a boutique capital markets firm specializing in distressed and illiquid securities. Authorized and regulated by the Financial Conduct Authority (FCA), Southey Capital offers a unique value proposition in the financial market.

Dedicated to assisting holders of distressed and illiquid credits, Southey Capital provides tailor-made solutions to help clients realize the full value of their positions. The company's credit desk is staffed by a team of seasoned fixed-income specialists with years of collaborative experience, ensuring clients receive expert guidance.

At Southey Capital, the core ethos is centered around relationships. The company's business approach is relationship-driven, with a commitment to delivering exceptional service to its clients. It also provides an independent venue for trading and offers invaluable price and liquidity commentary, allowing clients to make well-informed decisions in the challenging landscape of distressed and illiquid securities.

Southey Capital's presence in London, England, and its focus on the distressed and illiquid securities market make it a valuable resource for those seeking tailored solutions and expertise in this specialized field. The company's authorized and regulated status by the FCA underscores its commitment to transparency and compliance, offering clients a trusted partner for their financial needs. Southey Capital's team of dedicated employees is well-equipped to provide news and insights in the field, helping clients navigate the intricate world of distressed and illiquid securities effectively.

Key Features

1. Client-Centric Approach. The company prioritizes its clients, providing tailored solutions and valuable insights to address complex requirements.

   
   

2. Wide Range of Services. Southey Capital offers a comprehensive suite of services, with a primary focus on secondary market trading and corporate finance advisory.

   
   

3. Expertise in Illiquid Securities. The firm stands out as one of the leaders in secondary trading within the illiquid securities space, offering expertise in a diverse range of claims, bonds, and unlisted equities.

   
   

4. Improved Pricing. Southey Capital's proficiency often leads to more favorable pricing for clients and, more importantly, execution on advantageous legal terms.

   
   

5. Corporate Finance Practice. In 2021, Southey Capital expanded its services to include corporate finance, integrating the highly regarded Argo St George team into its operations.

   
   

6. Experienced Broker/Dealers. The company's team includes experienced broker/dealers who serve institutional clients, ensuring a high level of expertise in navigating financial markets.

   
   

7. Diverse Market Focus. Southey Capital is most active across niche and conventional over-the-counter (OTC) markets, particularly specializing in Fixed Income, Illiquid Securities, and Bankruptcy claims.

   
   

8. Efficient Bond Settlement. The firm utilizes ING BANK Slaski S.A. for bond settlements, with options for principal-based or back-to-back settlements, ensuring streamlined and secure transactions.

   
   

History of Southey Capital

Southey Capital Ltd traces its origins to 2015 when Robert Southey founded it. The company emerged as a testament to a vision for excellence in financial services, and it has since carved a distinct path in the industry.

The core team members of Southey Capital boast an impressive track record, with an average of more than fifteen years of experience in the financial services sector. Many team members have previously worked at some of the largest and most reputable institutions in the financial industry. This wealth of experience served as a strong foundation upon which the company would grow and thrive.

Since its inception in 2015, Southey Capital has experienced consistent growth year after year. The company's commitment to delivering exceptional service, tailored solutions, and expert guidance has attracted a growing number of institutional clients. Additionally, the absolute volume of trading facilitated by the company has steadily increased, reflecting its strong presence and impact in the financial market.

In a significant development in 2021, Southey Capital expanded its service offerings by venturing into the realm of Corporate Finance. This strategic move involved the incorporation of the former Argo St George team, a highly regarded boutique based in London. The addition of this experienced team further solidified Southey Capital's position as a versatile and comprehensive financial services provider.

Services Provided by Southey Capital

• NPLs / Debt Advisory. Southey Capital offers expert guidance and advisory services related to Non-Performing Loans (NPLs) and debt. The firm provides a start-to-finish transaction service for single-name distressed loans and the NPLs sale process, helping clients navigate these complex financial instruments.

  
  

• Secondary Market Liquidity. Southey Capital specializes in providing secondary market liquidity on a matched principal basis. The firm's focus is primarily on distressed and illiquid credits, offering clients the opportunity to trade these securities effectively.

  
  

• Asset Pricing. Southey Capital places a strong emphasis on developing a clear understanding of a client's position(s). This understanding allows the company to price assets optimally, ensuring that clients receive the best value for their holdings.

  
  

• Market Updates. In addition to pricing services, Southey Capital publishes regular market updates. These updates are valuable for assisting clients in price discovery and providing insights into the dynamic financial landscape.

  
  

FAQ

Is Southey Capital reliable?

Southey Capital is a trusted and reliable partner in the financial industry, known for its expertise in handling the sale of complex securities. With a proven track record and a commitment to providing tailored solutions, clients can rely on Southey Capital to navigate the intricate landscape of financial markets.

Southey Capital Ltd, a registered company in England and Wales with the registered number 09411731, is further distinguished by its authorization and regulation by the Financial Conduct Authority (FCA), under registration number 711717. This regulatory oversight ensures that the company operates in accordance with established financial regulations, reinforcing its status as a reliable and compliant institution.

What can I do on the Southey Capital platform?

On the Southey Capital platform, you can access valuable information and request services pricing, even though there is no online platform in the traditional sense. Southey Capital's website serves as a convenient hub where you can explore their offerings and make inquiries about their services. While you won't find a typical online trading or transactional platform, the website provides a gateway for clients and potential partners to engage with Southey Capital, inquire about their services, and obtain pricing information tailored to their specific needs. This user-friendly approach ensures that you can easily access the expertise and services offered by Southey Capital, making it a straightforward and efficient process to explore and engage with their financial solutions.

How can I use the Southey Capital services?

To explore Southey Capital's services and inquire about pricing, you can conveniently use their website. While there is no standard account opening procedure, Southey Capital has streamlined the process for potential clients to connect and receive information.

Begin by accessing the official Southey Capital website through your web browser. On the website, navigate to the service required. Select "Read more," and at the bottom of the page, you will see "Pricing request".

Once you've located the relevant section, provide the requested information. This usually includes details such as your company name, first name, last name, email address, phone number, and specific information related to your needs, such as the ISIN (International Securities Identification Number) or the relevant amount. Submit the form to initiate your inquiry.

It's important to note that you can request pricing exclusively for the Secondary Markets Bonds, Funds services, and Research & Pricing services. These are the specific areas where Southey Capital provides pricing information upon request.